人工智能全球治理上海宣言

Shanghai Declaration on Global AI Governance

我們深感人工智能對(duì)世界的深遠(yuǎn)影響和巨大潛力，認(rèn)識(shí)到人工智能正在引領(lǐng)一場(chǎng)科技革命，深刻影響人類生產(chǎn)生活。隨著人工智能技術(shù)快速發(fā)展，我們也面臨前所未有的挑戰(zhàn)，特別是在安全和倫理方面。

We are fully aware of the far-reaching impact of artificial intelligence (AI) on the world and its great potential, and acknowledge that AI is leading a scientific and technological revolution and profoundly affecting the way people work and live. With the rapid development of AI technologies, we are also facing unprecedented challenges, especially in terms of safety and ethics.

我們強(qiáng)調(diào)共同促進(jìn)人工智能技術(shù)發(fā)展和應(yīng)用的必要性，同時(shí)確保其發(fā)展過(guò)程中的安全性、可靠性、可控性和公平性，促進(jìn)人工智能技術(shù)賦能人類社會(huì)發(fā)展。我們相信，只有在全球范圍內(nèi)的合作與努力下，我們才能充分發(fā)揮人工智能的潛力，為人類帶來(lái)更大的福祉。

We underline the need to promote the development and application of AI technologies while ensuring safety, reliability, controllability and fairness in the process, and encourage leveraging AI technologies to empower the development of human society. We believe that only through global cooperation and a collective effort can we realize the full potential of AI for the greater well-being of humanity.

一、促進(jìn)人工智能發(fā)展

1. Promoting AI development

我們?cè)阜e極推進(jìn)研發(fā)，釋放人工智能在醫(yī)療、教育、交通、農(nóng)業(yè)、工業(yè)、文化、生態(tài)等各領(lǐng)域的應(yīng)用潛力。鼓勵(lì)創(chuàng)新思維，支持跨學(xué)科研究合作，共同推動(dòng)人工智能技術(shù)突破與向善發(fā)展。共同關(guān)注和緩解人工智能對(duì)就業(yè)的影響，引導(dǎo)和促進(jìn)人工智能賦能人類工作的質(zhì)量與效率的提升。

We agree to actively promote research and development to unleash the potential of AI in various fields such as healthcare, education, transportation, agriculture, industry, culture and ecology. We will encourage innovative thinking, support interdisciplinary research collaboration, and jointly promote breakthroughs of AI technologies and AI for good. We will closely watch and mitigate the impact of AI on employment, and guide and promote the improvement of the quality and efficiency of AI-enabled human work.

倡導(dǎo)開放與共享的精神，推動(dòng)全球人工智能研究資源的交流與合作。建立合作平臺(tái)，促進(jìn)技術(shù)轉(zhuǎn)移與成果轉(zhuǎn)化，推動(dòng)人工智能基礎(chǔ)設(shè)施公平分配，避免技術(shù)壁壘，共同提升全球人工智能的發(fā)展水平。

We advocate the spirit of openness and shared benefit, and will promote exchanges and cooperation on global AI research resources. We will establish cooperation platforms to facilitate technology transfer and commercialization, promote fair distribution of AI infrastructure, avoid technical barriers, and jointly strengthen global AI development.

以高水平數(shù)據(jù)安全保障高質(zhì)量數(shù)據(jù)發(fā)展，推動(dòng)數(shù)據(jù)的依法有序自由流動(dòng)，反對(duì)歧視性、排他性的數(shù)據(jù)訓(xùn)練，合作打造高質(zhì)量數(shù)據(jù)集，為人工智能發(fā)展注入更多養(yǎng)料。

We agree to safeguard high-quality data development with high-level data security, promote the free and orderly flow of data in accordance with the law, oppose discriminatory and exclusive data training, and collaborate in the development of high-quality datasets, so as to better nourish AI development.

建立合作機(jī)制，大力推進(jìn)人工智能賦能各行各業(yè)，率先在制造、物流、采礦等領(lǐng)域加速智能化，同步推進(jìn)相關(guān)技術(shù)、標(biāo)準(zhǔn)的共用共享。

We will establish cooperation mechanisms to vigorously promote AI empowerment across industries, starting with accelerating smart application in such fields as manufacturing, logistics and mining, and simultaneously promoting the sharing of relevant technologies and standards.

致力于培養(yǎng)更多的人工智能專業(yè)人才，加強(qiáng)教育培訓(xùn)與人才交流合作，提高全球范圍內(nèi)人工智能素養(yǎng)與技能水平。

We are committed to cultivating more AI professionals, strengthening education, training and personnel exchanges and cooperation, and improving AI literacy and skills around the world.

呼吁各國(guó)秉持以人為本、智能向善原則，確保各國(guó)在開發(fā)和利用人工智能技術(shù)方面權(quán)利平等、機(jī)會(huì)平等、規(guī)則平等，不受任何形式的歧視。

We call upon all countries to uphold a people-centred approach and adhere to the principle of AI for good, and ensure equal rights, equal opportunities and equal rules for all countries in developing and using AI technologies without any form of discrimination.

尊重各國(guó)自主發(fā)展的權(quán)利，鼓勵(lì)各國(guó)根據(jù)自身國(guó)情制定人工智能戰(zhàn)略政策和法律法規(guī)，呼吁在人工智能技術(shù)、產(chǎn)品和應(yīng)用的國(guó)際合作中，遵守產(chǎn)品與服務(wù)對(duì)象國(guó)的法律法規(guī)，遵守適用的國(guó)際法，尊重其經(jīng)濟(jì)社會(huì)制度、宗教文化傳統(tǒng)和價(jià)值理念。

We respect the right of all countries to independent development, encourage all countries to formulate AI strategies, policies and laws and regulations based on their own national conditions, and call for abiding by the laws and regulations of countries receiving the goods and services, observing applicable international law, and respecting their economic and social systems, religious and cultural traditions and values in carrying out international cooperation on AI technologies, products and applications.

二、維護(hù)人工智能安全

2. Maintaining AI safety

我們高度重視人工智能的安全問(wèn)題，特別是數(shù)據(jù)安全與隱私保護(hù)，愿推動(dòng)制定數(shù)據(jù)保護(hù)規(guī)則，加強(qiáng)各國(guó)數(shù)據(jù)與信息保護(hù)政策的互操作性，確保個(gè)人信息的保護(hù)與合法使用。

We attach great importance to AI safety, especially to data security and privacy protection. We agree to promote the formulation of data protection rules, strengthen the interoperability of data and information protection policies of different countries, and ensure the protection and lawful use of personal information.

我們認(rèn)識(shí)到加強(qiáng)監(jiān)管，打造可審核、可監(jiān)督、可追溯和可信賴的人工智能技術(shù)的必要性。我們將以發(fā)展的眼光看問(wèn)題，在人類決策與監(jiān)管下，以人工智能技術(shù)防范人工智能風(fēng)險(xiǎn)，提高人工智能治理的技術(shù)能力。我們鼓勵(lì)各國(guó)結(jié)合國(guó)情，制定相應(yīng)的法律和規(guī)范，建立風(fēng)險(xiǎn)等級(jí)測(cè)試評(píng)估體系和科技倫理審查制度，在此基礎(chǔ)上，鼓勵(lì)行業(yè)制定更為及時(shí)和敏捷的自律規(guī)范。

We recognize the need to strengthen regulation, and develop reliable AI technologies that can be reviewed, monitored and traced. Bearing in mind the evolving nature of AI, we will use AI technologies to prevent AI risks and enhance the technological capacity for AI governance, on the basis of human decision-making and supervision. We encourage countries, in light of their national conditions, to formulate laws and norms, and establish a testing and assessment system based on AI risk levels and a sci-tech ethical review system. On this basis, we encourage the formulation of more timely and agile self-discipline norms for the industry.

我們?cè)讣訌?qiáng)人工智能相關(guān)的網(wǎng)絡(luò)安全，增強(qiáng)系統(tǒng)與應(yīng)用的安全性與可靠性，防止黑客攻擊與惡意軟件應(yīng)用。在尊重運(yùn)用國(guó)際國(guó)內(nèi)法律框架前提下，共同打擊操縱輿論、編造與傳播虛假信息的行為。

We resolve to strengthen AI-related cybersecurity, enhance the security and reliability of systems and applications, and prevent hacking and malware applications. We decide to jointly combat the use of AI to manipulate public opinion, and fabricate and disseminate disinformation on the premise of respecting and applying international and domestic legal frameworks.

合作防范恐怖主義、極端勢(shì)力和跨國(guó)有組織犯罪集團(tuán)利用人工智能技術(shù)從事非法活動(dòng)，共同打擊竊取、篡改、泄露和非法收集利用個(gè)人信息的行為。

We will work together to prevent terrorists, extremist forces, and transnational organized criminal groups from using AI technologies for illegal activities, and jointly combat the theft, tampering, leaking and illegal collection and use of personal information.

推動(dòng)制定和采納具有廣泛國(guó)際共識(shí)的人工智能的倫理指南與規(guī)范，引導(dǎo)人工智能技術(shù)的健康發(fā)展，防止其被誤用、濫用或惡用。

We agree to promote the formulation and adoption of ethical guidelines and norms for AI with broad international consensus, guide the healthy development of AI technologies, and prevent their misuse, abuse or malicious use.

三、構(gòu)建人工智能治理體系

3. Developing the AI governance system

我們倡導(dǎo)建立全球范圍內(nèi)的人工智能治理機(jī)制，支持聯(lián)合國(guó)發(fā)揮主渠道作用，歡迎加強(qiáng)南北合作和南南合作，提升發(fā)展中國(guó)家的代表性和發(fā)言權(quán)。我們鼓勵(lì)國(guó)際組織、企業(yè)、研究機(jī)構(gòu)、社會(huì)組織和個(gè)人等多元主體積極發(fā)揮與自身角色相匹配的作用，參與人工智能治理體系的構(gòu)建和實(shí)施。

We advocate establishing an AI governance mechanism of a global scope, support the role of the United Nations as the main channel, welcome the strengthening of North-South and South-South cooperation, and call for increasing the representation and voice of developing countries. We encourage various actors including international organizations, enterprises, research institutes, social organizations, and individuals to actively play their due roles in the development and implementation of the AI governance system.

我們?cè)讣訌?qiáng)與國(guó)際組織、專業(yè)機(jī)構(gòu)等合作，分享人工智能的測(cè)試、評(píng)估、認(rèn)證與監(jiān)管政策實(shí)踐，確保人工智能技術(shù)的安全可控可靠。

We agree to strengthen cooperation with international organizations and professional institutes to share policies and practices of AI testing, assessment, certification and regulation to ensure the safety, controllability and reliability of AI technologies.

加強(qiáng)人工智能的監(jiān)管與問(wèn)責(zé)機(jī)制，確保人工智能技術(shù)的合規(guī)使用與責(zé)任追究。

We agree to strengthen the regulatory and accountability mechanisms for AI to ensure compliance and accountability in the use of AI technologies.

四、加強(qiáng)社會(huì)參與和提升公眾素養(yǎng)

4. Strengthening public participation and improving literacy

我們?cè)附⒍嘣膮⑴c機(jī)制，包括公開征求意見(jiàn)、社會(huì)調(diào)查等方式，讓公眾參與到人工智能決策過(guò)程。

We agree to establish mechanisms for diverse participation, including public consultation, social surveys, etc., to include the public in decision-making on AI.

加強(qiáng)公眾對(duì)人工智能的認(rèn)知與理解，提高公眾對(duì)人工智能安全性的認(rèn)識(shí)。開展科普活動(dòng)，普及人工智能知識(shí)，提升公眾的數(shù)字素養(yǎng)與安全意識(shí)。

We will increase the public's knowledge and understanding of AI and raise public awareness about AI safety. We will carry out communication activities to popularize AI knowledge and enhance digital literacy and safety awareness among the public.

五、提升生活品質(zhì)與社會(huì)福祉

5. Improving quality of life and increasing social well-being

我們?cè)阜e極推動(dòng)人工智能在可持續(xù)發(fā)展領(lǐng)域的應(yīng)用，包括工業(yè)創(chuàng)新、環(huán)境保護(hù)、資源利用、能源管理、促進(jìn)生物多樣性等。鼓勵(lì)創(chuàng)新思維，探索人工智能技術(shù)在解決全球性問(wèn)題中的潛力與貢獻(xiàn)。

We will actively promote the application of AI in the field of sustainable development, including industrial innovation, environmental protection, resource utilization, energy management, and biodiversity promotion. We encourage innovative thinking in exploring the potential of AI technologies in contributing to the resolution of global issues.

致力于利用人工智能提升社會(huì)福祉，特別是在醫(yī)療、教育、養(yǎng)老等領(lǐng)域。

We are committed to using AI to improve social well-being, especially in such fields as healthcare, education, and elderly care.

我們深知，這份宣言的落實(shí)需要我們共同努力。我們期待全球各國(guó)政府、科技界、產(chǎn)業(yè)界等利益攸關(guān)方能夠積極響應(yīng)，共同推動(dòng)人工智能的健康發(fā)展，共同維護(hù)人工智能的安全，賦能人類共同的未來(lái)。

We are fully aware that the implementation of this declaration requires our joint efforts. We look forward to positive responses from governments, sci-tech communities, industrial communities and other stakeholders around the world. Together, let us promote the healthy development of AI, ensure AI safety, and empower the common future of mankind with AI. 

（來(lái)源：新華網(wǎng)）

(Source: Xinhua)